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This webinar will:
This webinar will help support you though the technical requirements around CASS audits. This is an area where there are specific requirements set out by the respective regulators and the event seeks to bring together the important points you need to understand to do a CASS audit.
Regulated firms will also benefit from the event to understand how their auditors will engage with them and to understand their expectations.
This webinar is brought to you by the Financial Services (Banking, Insurance and Investment Management) Faculty.
For more information about Financial Services membership and our latest joining offers, please visit icaew.com/joinfsf.
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Should you experience any difficulties booking onto the event, please go to our events support page - how to book. If you need assistance making a booking, please contact the Events Information team who will be happy to support with the online booking process. Just click contact us.
Edward Westrip - Mazars
Bio to follow
Mduduzi Mswabuki, Partner, Financial Services and Partner Sponsor, EYMduduzi is a Partner for EY UK with over 20 years’ experience in assurance and consulting practice. He is focused on helping clients in the Banking and Capital Markets sector to deliver on their regulatory and strategic priorities and to achieve their growth ambitions. Mduduzi is co-chair for Diversity and Inclusion and also the Partner Sponsor for the EY Race & Ethnicity Network (REN), a powerful forum for people to share their lived experiences with colleagues in a candid and honest way.He is a chartered accountant and holds an accounting sciences degree from the University of South Africa. Nicola Geraghty, Partner PwC
Nicola is a partner in the PwC National CASS specialist group and, within this role, leads our Banking and Capital Markets CASS practice. The National team runs our largest banking and asset management CASS audits as well as providing technical guidance and support to other audit teams across the UK. We also deliver CASS advisory projects across the sector.Nicola currently leads a number of our largest CASS audits and has significant experience in understanding and advising on CASS rule applicability, documentation of processes and controls, and governance and oversight. She also represents PwC at the ICAEW working party for CASS and safeguarding.Nicola has worked at PwC for 15 years and, before specialising in CASS, was a financial statement auditor with experience across listed and unlisted organisations in the asset and wealth management sector.
Jim Feasby, Interim Head of Resolution Strategy, Operations and CASS at Financial Conduct Authority
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